Legal

Legal and disclosures

Our latest notices, regulatory filings and policies in one place. Every document is free to view and download.

Downloadable documents

Code of Ethics
The standards of conduct our advisers follow
Open PDF
Privacy Policy
How we collect, use and protect your information
Open PDF
Form ADV Part 2
Our firm brochure and brochure supplement (Parts 2A and 2B)
Open PDF
Form ADV Part 3 (Form CRS)
Our client relationship summary
Open PDF
Data and Security
How we keep your information safe
Open PDF
SOC 2 Type 2 report
Available to employers and partners on request
Request the report

Questions about any of these documents? Email help@savvyfi.co.